Regulatory Mapping · DORA Regulation

DORA Compliance Mapping

Regulation (EU) 2022/2554 — Digital Operational Resilience Act. Live evidence mapping for AI systems in financial entities subject to DORA from January 2025.

DORA scope: Applies to banks, insurance companies, investment firms, crypto-asset service providers, and their ICT third-party providers. AI systems used in financial operations must demonstrate ICT risk management, incident classification, and third-party oversight. TrustLayers provides the continuous evidence layer required by DORA Article 6 and Article 28.
Art.6 — ICT Risk Management
ICT risk management framework for financial entities
Art.9 — Protection & Prevention
Protection and prevention of ICT incidents
Art.10 — Detection
Detection of anomalous activities and ICT incidents
Art.11 — Response & Recovery
Response and recovery from ICT-related incidents
Art.12 — Backup & Restore
Backup policies and restoration procedures
Art.17 — ICT Incident Classification
Classification of ICT-related incidents
Art.28 — Third-Party Risk
Managing ICT third-party risk including AI vendors
Art.30 — Contractual Provisions
Key contractual provisions for ICT third-party services
Agent Category Events Error rate Violations Drift Sensitive Encrypted Overrides DORA Criteria Resilience
TransparencyAgent
-ransparency-gent-297b…
 Governance 938 0% 0 0 0 2% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
ClaraAI-Assistant
-lara-ssistant-a8ad…
 Support 197 0% 0 0 0 1% 0
✓
✓
✗
✓
✓
✓
✓
✗
6/8
 PARTIAL
RiskClassifier
-isk-lassifier-1f87…
 Governance 74 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
HumanOversightAgent
-uman-versight-gent-01…
 Governance 58 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
ComplianceAlignment
-ompliance-lignment-08…
 Governance 30 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
PolicyFramework
-olicy-ramework-408a…
 Governance 9 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
AuditabilityAgent
-uditability-gent-aa78…
 Governance 7 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
ClaraAI-Voice
-lara-oice-7b52…
 Support 6 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✗
6/8
 PARTIAL
ClaraAI-Emergency
-lara-mergency-326e…
 Support 4 0% 0 0 4 0% 0
✓
✓
✗
✓
✓
✓
✓
✗
6/8
 PARTIAL
ClaraAI-Tracking
-lara-racking-c8c2…
 Support 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✗
6/8
 PARTIAL
Clara
-lara-89e1…
 Support 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✗
6/8
 PARTIAL
PolicyFramework
gov-policy-001…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
AccountabilityAgent
gov-accountability-002…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
RiskClassifier
gov-riskclass-003…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
HumanOversightAgent
gov-humanoversight-004…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
DataGovernanceAgent
gov-datagovernance-005…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
TransparencyAgent
gov-transparency-006…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
BiasMonitor
gov-bias-007…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
SecurityAgent
gov-security-008…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
AuditabilityAgent
gov-audit-009…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
ExplainabilityAgent
gov-explainability-010…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
ComplianceAlignment
gov-compliance-011…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
DriftDetector
gov-drift-012…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
IncidentResponse
gov-incident-013…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
AccessControl
gov-access-014…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
TrustMetrics
gov-trust-015…
 Governance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✓
6/8
 PARTIAL
HR Screening Agent
hr-screening-001…
 HR 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Credit Scoring Agent
credit-scoring-002…
 Finance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Medical Triage Agent
medical-triage-003…
 Health 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Student Assessment Agent
student-assess-004…
 Other 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Legal Research Agent
legal-research-005…
 Legal 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Contract Review Agent
contract-review-006…
 Legal 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Customer Complaint Agent
complaint-agent-007…
 Support 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Fraud Detection Agent
fraud-detect-008…
 Finance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
KYC Verification Agent
kyc-verify-009…
 Finance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Content Moderation Agent
content-mod-010…
 Other 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Sales Qualification Agent
sales-qualify-011…
 Sales 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Email Automation Agent
email-auto-012…
 Marketing 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Document Processing Agent
doc-process-013…
 Other 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Translation Agent
translation-014…
 Other 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Code Review Agent
code-review-015…
 Other 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Data Extraction Agent
data-extract-016…
 Other 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Invoice Processing Agent
invoice-proc-017…
 Finance 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Appointment Booking Agent
appt-booking-018…
 Support 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Social Media Agent
social-media-019…
 Marketing 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
Research Summarizer Agent
research-sum-020…
 Other 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✓
✓
✓
7/8
 RESILIENT
erohifgwrt
ag-erohifgwrt-852423…
 Selecciona categoría 1 0% 0 0 0 0% 0
✓
✓
✗
✓
✓
✗
✓
✗
5/8
 PARTIAL
Generated 26/07/2026 02:33 · TrustLayers.eu · DORA Regulation (EU) 2022/2554 · hello@trustlayers.eu